IRA Disclosure Statements and Trust Agreements to accompany the SEP/SARSEP IRA Forms Kit.
- Investment Professional
- Service Support
- Forms & Applications
- SEP/Simple/403(B)
SEP/Simple/403(B)
Establish a new workplace retirement account, make changes to an existing account, sell shares or close an account.
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Open a New Account
Everything you need to open a new MFS workplace retirement account.
Completing this form will create a new account within your existing MFS IRA Trust invested in a share class that differs from what was elected on your original IRA Application. This form cannot be used to move funds between share classes.
This document must be completed and signed by the employer/plan sponsor before any new accounts can be opened for a participant. Only one agreement per plan is needed.
For employer-sponsored plans only.
For salary-reduction plans only.
Use this application to open your account in an MFS 403(b) Mutual Fund Salary Reduction Only plan. Document includes account application and custodial agreement. Before opening a new account, employer must have completed an MFS Information Sharing Agreement (ISA).
For employers to enroll in Contribution Direct, which allows for ACH contributions to be made via the Internet.
This document must be completed and signed by the employer/plan sponsor before any new accounts can be opened for a participant. Only one agreement per plan is needed.
Everything you need to open a SEP/SARSEP account with MFS; transfer your account(s) to a SEP/SARSEP IRA at MFS.
Everything you need to start your company's plan
Everything you need to open an MFS SIMPLE IRA
Employer resource guide for an employer to open an MFS SEP plan.
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Manage an Existing Account
Make changes to your existing MFS workplace retirement account, including adding services and changing the owner's name.
Certify a Plan Administrator for plans using MFS Heritage Trust Company as Trustee
Change dealer information on accounts.
This document contains the non-elective provisions of the MFD defined contribution prototype plan and should be used in conjunction with the appropriate Adoption Agreement for existing plan sponsors that have adopted the MFS plan. The MFD Defined Contribution Plan is not available for adoption by new plans.
Designate a beneficiary for an MFS 403(b).
For employer-sponsored plans only.
For salary-reduction plans only.
For plans trusteed by MFS Heritage Trust
IRA Service Application includes reduced sales charges, dealer changes, dollar-cost averaging, invest by phone, bank account information and automatic investment.
Designate a beneficiary for an MFS IRA.
Recharacterize a contribution (or contributions) from one IRA type to another.
Change the name of the account owner on an MFS IRA (e.g. name change due to marriage).
Used to obtain, verify, and record information that identifies each person who opens an account as required by Federal law.
Remove an excess contribution from an IRA account.
Convert assets from an MFS or non-MFS Traditional IRA to an MFS ROTH IRA. Complete this form on your computer, print it, and mail it to us.
Add the telephone withdrawal privilege or eDelivery to your existing Simple IRA
Use this form to elect withholding for future systematic distributions.
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Sell Shares or Close an Account
Transfer ownership, redeem shares or close an existing MFS workplace retirement account.
This form is used to opt out of tax withholding or choose a withholding percentage other than the IRS default percentage from your retirement distribution and is required to be submitted with your distribution request beginning January 1, 2023.
(tax notice included)
Request a distribution from an MFS 403(b) account.
Establish a substantially equal payment agreement on a 403(b) account.
Initiate a transfer or exchange from a 403(b) (salary deferral only) Plan to a 403(b) plan at another financial institution.
Initiate a transfer or exchange from a 403(b) (Employer Sponsored only) Plan to a 403(b) plan at another financial institution.
Establish a substantially equal payment (72t) agreement on an IRA account.
Request a distribution from Traditional, Rollover, Roth, SEP, SARSEP, and SIMPLE IRA account.
For IRAs trusteed by MFS Heritage Trust Company
Initiate systematic withdrawals for an MFS Traditional, Rollover and ROTH IRA account trusteed by Heritage Trust Company.
Use this form to elect withholding for future systematic distributions
From Qualified Plan Participant Accounts Trusteed by MFS Heritage Trust Company
For total distributions and installment distributions from salary reduction 403(b) custodial accounts.
For total distributions, installment distributions, and direct rollovers from salary reduction 403(b) custodial accounts.
NOT for use with accounts currently trusteed by MFS Heritage Trust Company
NOT for use with any retirement accounts currently trusteed by MFS Heritage Trust Company
Everything you need to open a new MFS workplace retirement account.
IRA Disclosure Statements and Trust Agreements to accompany the SEP/SARSEP IRA Forms Kit.
Completing this form will create a new account within your existing MFS IRA Trust invested in a share class that differs from what was elected on your original IRA Application. This form cannot be used to move funds between share classes.
This document must be completed and signed by the employer/plan sponsor before any new accounts can be opened for a participant. Only one agreement per plan is needed.
For employer-sponsored plans only.
For salary-reduction plans only.
Use this application to open your account in an MFS 403(b) Mutual Fund Salary Reduction Only plan. Document includes account application and custodial agreement. Before opening a new account, employer must have completed an MFS Information Sharing Agreement (ISA).
For employers to enroll in Contribution Direct, which allows for ACH contributions to be made via the Internet.
This document must be completed and signed by the employer/plan sponsor before any new accounts can be opened for a participant. Only one agreement per plan is needed.
Everything you need to open a SEP/SARSEP account with MFS; transfer your account(s) to a SEP/SARSEP IRA at MFS.
Everything you need to start your company's plan
Everything you need to open an MFS SIMPLE IRA
Employer resource guide for an employer to open an MFS SEP plan.
Make changes to your existing MFS workplace retirement account, including adding services and changing the owner's name.
Certify a Plan Administrator for plans using MFS Heritage Trust Company as Trustee
Change dealer information on accounts.
This document contains the non-elective provisions of the MFD defined contribution prototype plan and should be used in conjunction with the appropriate Adoption Agreement for existing plan sponsors that have adopted the MFS plan. The MFD Defined Contribution Plan is not available for adoption by new plans.
Designate a beneficiary for an MFS 403(b).
For employer-sponsored plans only.
For salary-reduction plans only.
For plans trusteed by MFS Heritage Trust
IRA Service Application includes reduced sales charges, dealer changes, dollar-cost averaging, invest by phone, bank account information and automatic investment.
Designate a beneficiary for an MFS IRA.
Recharacterize a contribution (or contributions) from one IRA type to another.
Change the name of the account owner on an MFS IRA (e.g. name change due to marriage).
Used to obtain, verify, and record information that identifies each person who opens an account as required by Federal law.
Remove an excess contribution from an IRA account.
Convert assets from an MFS or non-MFS Traditional IRA to an MFS ROTH IRA. Complete this form on your computer, print it, and mail it to us.
Add the telephone withdrawal privilege or eDelivery to your existing Simple IRA
Use this form to elect withholding for future systematic distributions.
Transfer ownership, redeem shares or close an existing MFS workplace retirement account.
This form is used to opt out of tax withholding or choose a withholding percentage other than the IRS default percentage from your retirement distribution and is required to be submitted with your distribution request beginning January 1, 2023.
(tax notice included)
Request a distribution from an MFS 403(b) account.
Establish a substantially equal payment agreement on a 403(b) account.
Initiate a transfer or exchange from a 403(b) (salary deferral only) Plan to a 403(b) plan at another financial institution.
Initiate a transfer or exchange from a 403(b) (Employer Sponsored only) Plan to a 403(b) plan at another financial institution.
Establish a substantially equal payment (72t) agreement on an IRA account.
Request a distribution from Traditional, Rollover, Roth, SEP, SARSEP, and SIMPLE IRA account.
For IRAs trusteed by MFS Heritage Trust Company
Initiate systematic withdrawals for an MFS Traditional, Rollover and ROTH IRA account trusteed by Heritage Trust Company.
Use this form to elect withholding for future systematic distributions
From Qualified Plan Participant Accounts Trusteed by MFS Heritage Trust Company
For total distributions and installment distributions from salary reduction 403(b) custodial accounts.
For total distributions, installment distributions, and direct rollovers from salary reduction 403(b) custodial accounts.
NOT for use with accounts currently trusteed by MFS Heritage Trust Company
NOT for use with any retirement accounts currently trusteed by MFS Heritage Trust Company